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Mary Schapiro
Results: 210

#	Item
201	Third Annual Seniors Summit - Afternoon Agenda Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-22 10:10:59 Financial regulation United States securities law Securities Commodity Futures Trading Commission Mary Schapiro U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Christopher Cox Financial economics Financial system Finance
202	Qtongress of fife 1!tnite~ ~fafes 1Dusl1ingtott, 1!l(!r[removed]September 23,2011 The Honorable Mary L. Schapiro Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-04 15:33:21 Mining in Rwanda Africa Political geography Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Mary Schapiro Financial regulation Democratic Republic of the Congo Schapiro Mining in the Democratic Republic of the Congo Conflict minerals Minerals
203	Occupy the SEC http://www.occupythesec.org July 31, 2012 Mary Schapiro Add to Reading List Source URL: www.occupythesec.org Language: English - Date: 2013-02-20 20:17:23 United States Securities and Exchange Commission Investment Business 73rd United States Congress Finance Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Crowd funding Stock market Financial economics United States securities law
204	CONNECTICUT LAW REVIEW VOLUME 46 FEBRUARY 2014 Add to Reading List Source URL: connecticutlawreview.org Language: English - Date: 2014-04-08 08:43:42 Primary dealers Jed S. Rakoff Collateralized debt obligation Robert Khuzami U.S. Securities and Exchange Commission Citigroup Mary Schapiro Mutual fund scandal Financial economics Investment Finance
205	Speech: Remarks before the Mexican Borrowers Conference by Commissioner Mary L. Schapiro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-25 15:12:05 Stock market Finance Financial system Securities Rule 144A Qualified institutional buyer Securities Act Initial public offering U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission United States securities law
206	Former SEC Chairman Mary Schapiro Joins Promontory Financial Group (Washington, D.C., April 2, 2013) – Mary Schapiro, the former chairman of the U.S. Securities and Exchange Commission, has joined Promontory Financial Group as a managing Add to Reading List Source URL: www.promontory.com Language: English - Date: 2013-04-02 11:16:35 Finance Investment U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Promontory Financial Group Hedge fund Schapiro Financial economics Commodity Futures Trading Commission Mary Schapiro
207	Microsoft Word - Weber Complaint Final _2_ Add to Reading List Source URL: www.insurancenewsnet.com Language: English - Date: 2012-11-26 12:43:13 Business Crime H. David Kotz U.S. Securities and Exchange Commission Inspector General Mary Schapiro Allen Stanford Bernard Madoff Inspectors general Confidence tricksters Government
208	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-22 16:56:39 Financial regulation Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Financial system Elisse B. Walter Mary Schapiro United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
209	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-26 17:35:48 New York City Economy of New York City United States Financial Industry Regulatory Authority Securities Exchange Act Mary Schapiro NYSE Euronext U.S. Securities and Exchange Commission New York Stock Exchange United States securities law Economy of the United States Self-regulatory organizations
210	PDF Document Add to Reading List Source URL: financialservices.house.gov Language: English Economics Financial system Confidence tricksters Bernard Madoff NASDAQ Securities Investor Protection Corporation Mary Schapiro U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Madoff investment scandal Finance Business